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07 May 2020

Risk management - introduction

Category: MASTER COURSE

This one-day course aims to explain the legal and compliance background to risk management, before considering in a non-mathematical way the core principles and processes of managing risk.

Who should attend?
This course will be of particular benefit to compliance officers and to administration and operations staff in  the financial services industry, who need to understand the principles and significance of risk management and control, without analysing market risk or portfolio sensitivity in detail. It will also be very helpful to managers within financial services companies, and to their financial advisers.

What you will gain
This one-day course aims to explain the legal and compliance background to risk management, before considering in a non-mathematical way the core principles and processes of managing risk. Case studies will be used throughout and the emphasis of the course is on developing a comprehensive understanding of the subject.

Programme outline

  • legal background and corporate governance issues
  • compliance
  • company law
  • FSMA
  • Sarbanes Oxley
  • combined code
  • FCA requirements
  • strategy and business risk
  • management reporting and balanced scorecards
  • KPIs and KRIs
  • risk appetite and risk control structures
  • management of the components of risk
  • credit risk
  • operational risk
  • market risk
  • other (e.g. liquidity, legal, etc)
  • examples of poor risk management in the financial services industry.

The course starts at 9.00am. Lunch and refreshments are included.
6 CPD hours (where applicable).

CIMA work in partnership with BPP Professional Education to offer CPD training courses

Booking Information

Date Location Price
7 May 2020 - 09:00 London Price: GBP 650.00
Member price: £585. Plus VAT on all prices.
17 August 2020 - 09:00 London Price: GBP 650.00
Member price: £585. Plus VAT on all prices.
1 December 2020 - 09:00 London Price: GBP 650.00
Member price: £585. Plus VAT on all prices.

Risk management - introduction

CIMA members and students should log in to MY CIMA before booking to receive the appropriate discount.

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In-house training 
We can develop tailored training programmes to enhance the finance and business skills of staff across your organisation. To discuss how we can meet your learning and development needs please email us.

Find out more 
If you have any queries please email cima@bpp.com or phone us on: +44 (0)3300 603400.

The venue for this course will be confirmed 14 days before the scheduled date. 

CIMA work in partnership with BPP Professional Education to offer CPD training courses.  

This course will be delivered by BPP Professional Education Limited (“BPP”).  Accordingly, when you sign up for this course, CIMA will pass on the contact details you have provided to BPP so that they can contact you to complete your booking and process payment.  BPP will process any personal information it collects about you in accordance with its privacy policy, which is available at: https://www.bpp.com/professional-education/privacy

The information provided to BPP will not be used by BPP for marketing purposes.

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