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29 November 2019

Financial services regulation - refresher and update

Category: MASTER COURSE

Keep up to date with the breaking news and issues in financial services regulation.

Who should attend?
This course is suitable for members of compliance and risk departments of financial services organisations, and those whose work is impacted on by regulation. Also professional services professionals whose clients include financial services companies.

What you will gain
The aim of this intensive one day course is to keep you up to date with the breaking news and issues in financial services regulation.

The emphasis will be on UK and EU issues, with an eye to US and other jurisdictions which impact on European firms. The amount of financial services regulation is ever-growing and the rate of change is increasing. The likely areas of coverage are: 

  • EU financial regulation structure 
  • conduct risk 
  • corporate governance 
  • Basel III 
  • Solvency II – pillar 3 
  • retail financial services regulation 
  • wholesale markets regulation 
  • responses to operational risk failures of 2014 
  • Fourth Money Laundering Directive 
  • Fourth Client Assets (CASS) IT changes 
  • MIFID 
  • EMIR/CPP 
  • US and other regulations

Programme outline

  • Explain how the key changes will impact on your firm/clients.
  • Demonstrate why these changes have been introduced.
  • Describe potential challenges ahead. 

The course starts at 9.00am. Lunch and refreshments are included.
6 CPD hours (where applicable). 

CIMA work in partnership with BPP Professional Education to offer CPD training courses

Booking Information

Date Location Price
29 November 2019 - 09:00 London Price: GBP 650.00
Member price: £585. Plus VAT on all prices.
9 December 2019 - 09:00 London Price: GBP 650.00
Member price: £585. Plus VAT on all prices.

Financial services regulation - refresher and update

CIMA members and students should log in to MY CIMA before booking to receive the appropriate discount.

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In-house training 
We can develop tailored training programmes to enhance the finance and business skills of staff across your organisation. To discuss how we can meet your learning and development needs please email us.

Find out more 
If you have any queries please email cima@bpp.com or phone us on: +44 (0)3300 603400.

The venue for this course will be confirmed 14 days before the scheduled date. 

CIMA work in partnership with BPP Professional Education to offer CPD training courses.  

This course will be delivered by BPP Professional Education Limited (“BPP”).  Accordingly, when you sign up for this course, CIMA will pass on the contact details you have provided to BPP so that they can contact you to complete your booking and process payment.  BPP will process any personal information it collects about you in accordance with its privacy policy, which is available at: http://www.bpp.com/professional-education/privacy

The information provided to BPP will not be used by BPP for marketing purposes.

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